Financial crime controls
AML/CFT & Financial-Crime Readiness
Organise financial-crime risk, control ownership and evidence around the actual business model.
01
Risk-led documentation
Frameworks should reflect customers, products, delivery channels, transactions and jurisdictions rather than generic templates.
- Enterprise and customer risk methodology
- CDD, EDD and beneficial-ownership controls
- PEP and sanctions governance
- Monitoring, escalation and remediation registers
02
From policy to implementation
FXHill coordinates policies with procedures, ownership, systems, training and record keeping so that documented controls can be evidenced in practice.
03
Specialist boundaries
Legal conclusions, suspicious-transaction decisions and regulated compliance functions remain with the client and its appropriately qualified or appointed specialists.
Discuss a defined mandate.
Tell us the jurisdiction, activity, current stage and required timetable.